Customer Accounts第 69 / 110 题

In an account registered as joint tenants with rights of survivorship, when one owner dies:

a.The deceased owner's interest passes automatically to the surviving owner
b.The deceased owner's interest passes to the deceased owner's estate
c.The account must be liquidated and the proceeds split evenly
d.The account converts automatically to tenants in common

解析

Rights of survivorship mean the surviving tenant takes full ownership without the assets passing through probate. Passing the interest to the estate is the defining feature of tenants in common, not JTWROS. Nothing in the registration forces liquidation or an automatic change of form, though the firm will require a death certificate and new paperwork.

免费刷完整 110 道题库 — 无需注册。

同考点相关题目

最近核对: · 审核流程

PrepPass 编辑团队 · 依据官方资料核对 FINRA Series 6 — Investment Company & Variable Contracts Rep · 我们如何核对
反馈