Securities Registration第 52 / 100 题
After a securities registration statement becomes effective in a state, the Administrator may require the person who filed it to:
a.Repurchase shares from any dissatisfied investor
b.File reports, no more often than quarterly, showing the progress of the offering and the sale of the registered securities
c.Guarantee a minimum rate of return to purchasers
d.Register the securities again in every other state
解析
The act authorizes the Administrator to require periodic reports, but not more frequently than quarterly, to keep the record of the offering current. Repurchase obligations arise only as a remedy for a violation, not as a routine condition. No securities registration ever carries a guaranteed return, and each state's registration requirement stands on its own.
法律依据: Uniform Securities Act免费刷完整 100 道题库 — 无需注册。
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