Administration & Liability第 93 / 100 题
A registrant disagrees with a final order entered by the Administrator. The registrant may:
a.Ignore the order until the Administrator brings an enforcement action
b.Obtain judicial review by filing a petition in the appropriate court within sixty days of the order, though filing generally does not stay the order
c.Appeal directly to the SEC
d.Demand a jury trial before the Administrator
解析
Final orders are subject to judicial review on a written petition filed within sixty days, and the reviewing court examines the administrative record. Filing the petition does not by itself suspend the order unless the court so directs, so the registrant must comply in the meantime. State administrative orders are not appealed to the SEC, and administrative hearings are conducted without juries.
法律依据: Uniform Securities Act免费刷完整 100 道题库 — 无需注册。
同考点相关题目
- Under the Uniform Securities Act as commonly adopted, a person convicted of a willful violation of the act faces criminal penalties of:
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