Products第 31 / 110 题
An open-end investment company may issue:
a.Both common shares and multiple classes of preferred shares
b.Only one class of voting common stock, with different sales charge arrangements permitted
c.Common stock and long-term bonds, but no preferred stock
d.Any capital structure approved by a majority of the board
解析
An open-end fund is limited to a single class of voting stock, though it may offer that stock through different sales charge structures such as Class A, B, and C shares. Senior securities such as preferred stock and bonds may be issued by closed-end funds, not open-end funds. The board cannot vote to override this statutory capital structure limit.
法律依据: Investment Company Act of 1940免费刷完整 110 道题库 — 无需注册。
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