Laws & Regulations第 81 / 110 题
Under the Uniform Securities Act, the state official who administers securities law is known as the:
a.Administrator
b.Comptroller
c.Registrar of Deeds
d.Trustee
解析
The Uniform Securities Act refers to the state securities regulator as the Administrator, who enforces the act, registers securities and professionals, and pursues violations. The Administrator has broad authority to make rules, conduct investigations, and issue orders. This term is used consistently throughout state blue-sky law.
法律依据: Uniform Securities Act免费刷完整 110 道题库 — 无需注册。
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