Chapter 1 of 105% of exam of exam

General Insurance Principles (P&C Lens)

Property and casualty insurance rests on a small set of legal and economic ideas that explain why an insurer is willing to pay thousands of dollars on a claim in exchange for a few hundred dollars of premium. This chapter walks through what makes a risk insurable, the special features of an insurance contract, the timing rule for insurable interest in property (very different from life insurance), how the principle of indemnity controls payouts, and the clauses (subrogation, other-insurance, coinsurance, deductibles) that an adjuster actually applies at the loss site. Master these eight sections and you have covered roughly five percent of the exam plus the foundation every later P&C chapter assumes.

Risk, Hazards, and What Makes a Risk Insurable (DICE)

Risk is the uncertainty about whether a loss will occur. Insurers will only write pure risk, the chance of loss or no loss with no possibility of gain (a house may burn or may not burn). Speculative risk, which includes a chance of gain, is uninsurable; you cannot buy a property policy on a horse race or a stock trade. A peril is the cause of loss, such as fire, theft, or windstorm. A hazard is a condition that increases the chance or size of a loss and falls into four families: physical (a frayed extension cord, a wood-shake roof in a fire zone), moral (an insured who plans to torch their own building for the claim), morale or attitudinal (carelessness that grows because the insured knows they are covered, such as leaving a bike unlocked), and legal (a jurisdiction known for plaintiff-friendly juries or strict statutes). To be commercially insurable, a pure risk must also pass the DICE test used on the California P&C exam: the loss must be Definite in time, place, and amount; the cause must be Identifiable; the probability must be Calculable so an actuary can set a rate; and it must be an Economic loss that is not catastrophic to the carrier when many policies are pooled.

Insurance defined
A contract whereby one party undertakes to indemnify another against loss, damage, or liability arising from a contingent or unknown event
Cal. Ins. Code §22
Only pure risk is insurable
Pure risk has only the chance of loss or no loss; speculative risk also has a chance of gain and cannot be insured
Common law
Four hazard families
Physical (tangible condition), moral (dishonesty), morale (carelessness from being insured), legal (court/regulatory environment)
Insurance theory
DICE test
Definite, Identifiable, Calculable, Economic and non-catastrophic — all four must be met for commercial insurability
Actuarial principle

Law of Large Numbers and Adverse Selection

An insurer can charge a fair premium only because of the law of large numbers, a statistical rule stating that as the number of similar exposure units observed grows, actual loss experience converges on the predicted average. One frame house's chance of burning in a year is hard to predict, but the loss rate on a million similar frame houses is highly predictable, which is why rating bureaus collect loss data across the state. The pool must be made up of homogeneous exposures, meaning risks that share construction, occupancy, protection, and exposure characteristics; mixing a fireworks factory into a homeowners pool destroys the prediction. Adverse selection is the opposite force: people and businesses who know they have an above-average chance of loss apply for coverage more aggressively than the general public. A landlord whose tenants just started cooking meth has a stronger reason to buy a fire policy than the average landlord. Underwriting — inspections, prior-loss reports, credit-based insurance scores where permitted, replacement-cost estimators, and the right to decline or surcharge — is the carrier's defense against adverse selection.

Law of large numbers
As the number of similar exposures grows, actual losses approach the predicted average, making rates reliable
Actuarial principle
Homogeneous exposures required
The pool must be made up of risks sharing key characteristics (construction, occupancy, protection, exposure) or the prediction breaks down
Actuarial principle
Adverse selection
Tendency of higher-than-average risks to seek insurance more aggressively; controlled by underwriting and proper rate classification
Insurance theory

Elements of a Valid Contract and the Special Features of Insurance

Every insurance policy is first a contract, so it must contain the four classic contract elements: offer and acceptance (the application is usually the offer; the insurer's issuance of the policy at the quoted terms is the acceptance); consideration (the applicant's premium plus statements in the application, exchanged for the insurer's promise to pay covered losses); legally competent parties (of legal age and mental capacity, and the carrier must be authorized to write that line in California); and legal purpose (you cannot insure an illegal grow operation or a property held to commit fraud). Insurance contracts then carry four distinctive features tested heavily on the exam. They are aleatory, meaning the amounts exchanged are unequal and depend on chance — the insured may pay $800 and collect $400,000 or pay $800 and collect nothing. They are unilateral, meaning only the insurer makes an enforceable promise after the premium is paid; the insured cannot be sued for breach for failing to keep paying. They are contracts of adhesion, drafted entirely by the insurer and offered take-it-or-leave-it, so ambiguities are construed against the insurer. They are conditional, meaning the insurer's duty to pay is triggered only when the insured satisfies conditions such as paying premium, giving prompt notice of loss, and cooperating in the investigation.

Four contract elements
Offer and acceptance, consideration, competent parties, and legal purpose — missing any one voids the contract
Cal. Civ. Code §1550
Aleatory
Exchange of value is unequal and depends on chance; insured may collect far more or far less than premium paid
Cal. Ins. Code §22
Unilateral
Only the insurer makes an enforceable promise once premium is paid; insured is not in breach for stopping payment
Common law
Adhesion
Policy is drafted by the insurer and offered without negotiation, so ambiguous wording is construed against the insurer
California case law
Conditional
Insurer pays only after the insured satisfies policy conditions such as premium payment, prompt notice, proof of loss, and cooperation
Standard policy conditions

Utmost Good Faith, Representations, Warranties, and Concealment

Insurance is a contract of utmost good faith (uberrimae fidei), meaning each party is entitled to rely on the truthful disclosures of the other because only the applicant truly knows the condition of the insured property or the history of past claims. California codifies this through three doctrines. A representation is a statement believed true at the time made, included in or based on the application; it must be true in all material respects, and a material misrepresentation lets the insurer rescind the policy. A warranty is a stricter promise written into the policy itself, such as a protective-safeguards warranty that a sprinkler system will stay operational; breach of warranty can void coverage even if the breach did not cause the loss. Concealment is the silent failure to disclose a material fact the applicant knows and that the insurer does not, such as a recent denial by another carrier or a prior arson conviction. Under California law, concealment, whether intentional or unintentional, entitles the injured party to rescind. Fraud, an intentional misstatement made to induce coverage or payment, is grounds for rescission and may be referred to the CDI Fraud Division.

Utmost good faith
Both parties owe a higher duty of disclosure than in ordinary contracts because the insurer relies on the applicant's information
Cal. Ins. Code §332
Concealment
Failure to communicate that which a party knows and ought to communicate; entitles the injured party to rescind, even if unintentional
Cal. Ins. Code §§330–334
Representation
A statement of fact in or based on the application; material misrepresentation lets the insurer rescind
Cal. Ins. Code §§350–361
Warranty
A promise written into the policy; breach can void coverage even without a causal link to the loss
Cal. Ins. Code §§440–449

Insurable Interest in Property — The Time-of-Loss Rule

Insurable interest is the financial stake a person must have in the subject of insurance for the policy to be legally enforceable. Without insurable interest, the contract is a wager and is void as against public policy. The California rule for property insurance is critically different from the rule for life insurance and is a frequent exam trap. For life insurance, insurable interest must exist only at the time the policy is issued. For property and casualty insurance, insurable interest must exist at the time of the loss; it is not enough that the insured owned the property when the policy was bought. The classic example is a homeowner who sells the house but forgets to cancel the policy. If the house then burns, the seller has no insurable interest at the time of loss and collects nothing — the policy will not pay the seller, and it does not transfer to the buyer without the insurer's consent. Common sources of insurable interest in property include outright ownership, a security interest such as a mortgage or lienholder, a leasehold interest, a bailee's responsibility for customers' goods, and a contractual obligation to insure.

Insurable interest required
Every property insurance contract must rest on an insurable interest, or it is void as a wager
Cal. Ins. Code §280
Time-of-loss rule (P&C)
For property insurance, the insurable interest must exist at the time of the loss, not merely when the policy was issued
Cal. Ins. Code §286
Sources of insurable interest in property
Ownership, mortgage/lien, leasehold, bailee responsibility, or a contractual duty to insure
Cal. Ins. Code §§281–284
Measure limited to interest
A party can recover no more than the value of their own insurable interest, even if the policy limit is higher
Cal. Ins. Code §284

Indemnity, Subrogation, and Valuation (ACV vs. Replacement Cost)

The principle of indemnity, the dominant idea in property insurance, says the insured should be put back in the same financial position they were in just before the loss — no better and no worse. Insurance is not meant to be a source of profit. Two valuation methods dominate California P&C policies. Actual Cash Value (ACV) is the most common and is generally defined as replacement cost at the time of loss minus depreciation for age, wear, and obsolescence; a fifteen-year-old roof is paid at a fraction of a new roof. Replacement Cost (RC) coverage pays the cost to repair or replace with new property of like kind and quality, with no deduction for depreciation, usually subject to a coinsurance requirement and a holdback that releases the depreciation only after the insured actually rebuilds. Subrogation is the partner of indemnity: after the insurer pays the insured, the insurer steps into the insured's shoes and may pursue the negligent third party who caused the loss. Subrogation prevents the insured from collecting twice and shifts the cost back to the at-fault party. The insured must not impair the insurer's subrogation rights, for example by signing a release of liability with the at-fault driver before reporting the claim.

Indemnity
The insured is restored to the pre-loss financial position; no profit is allowed from an insurance recovery
Cal. Ins. Code §22
Actual Cash Value (ACV)
Replacement cost at the time of loss minus depreciation; the California default for most property losses unless RC is endorsed
Cal. Ins. Code §2051
Replacement Cost
Pays the cost to replace with new property of like kind and quality, usually with a coinsurance clause and a depreciation holdback until repair is complete
Cal. Ins. Code §2051.5
Subrogation
After paying a claim, the insurer succeeds to the insured's rights against any party legally responsible for the loss
Cal. Ins. Code §2071 (standard form)

Other Insurance, Coinsurance, and the 80% Rule

When more than one policy covers the same property loss, the indemnity principle still applies — the insured cannot collect the full loss from each insurer. Other-insurance clauses describe how the carriers share. A pro-rata clause makes each insurer pay in the proportion that its limit bears to the total insurance in force, so a $300,000 limit and a $700,000 limit on the same building pay 30% and 70% of any covered loss. A contribution-by-equal-shares clause makes each carrier pay equal dollar amounts up to its limit, used mostly in commercial liability. An excess clause makes one policy primary and the other pay only after the primary limit is exhausted, common in umbrella and auto. Coinsurance is a different concept that lives inside a single property policy: it requires the insured to carry insurance equal to a stated percentage (commonly 80%) of the property's replacement cost at the time of loss. If the insured is underinsured, the insurer pays only a proportional share of any partial loss, calculated as (Insurance Carried ÷ Insurance Required) × Loss, minus any deductible. The clause is a financial incentive to insure to value and a frequent source of exam math.

Pro-rata other insurance
Each insurer pays the proportion that its limit bears to the total insurance covering the loss
Standard ISO clause
Excess other insurance
One policy is primary; the other pays only after the primary policy's limit is exhausted
Standard ISO clause
Coinsurance formula
Payment = (Insurance Carried ÷ Insurance Required) × Loss, then subtract deductible; required is typically 80% of replacement cost
Standard ISO property form
Insurance-to-value purpose
Coinsurance encourages insureds to carry adequate limits so premiums fairly reflect the exposure
Insurance theory

Limits, Deductibles, and the Valued vs. Open Policy Distinction

Every property policy contains a limit of insurance, the maximum dollar amount the insurer will pay for a covered loss. Limits may be stated per occurrence (the most the carrier pays for any one event) or as an aggregate (the most the carrier pays in total during the policy period, typical in commercial liability). An open policy, the standard property form, pays the actual cash value or replacement cost of the loss up to the limit, with the limit only as a ceiling; the insured must prove the amount of loss. A valued policy, used for hard-to-value items such as fine art, antiques, or under California's Valued Policy concepts for certain total losses, pays the stated value without further proof of amount. Deductibles are the portion of each loss the insured pays before coverage applies, and the form matters. A flat deductible is a fixed dollar amount per loss, such as $1,000. A percentage deductible is a percent of the dwelling limit, common for California earthquake and hurricane coverages, so a 10% deductible on a $500,000 home is $50,000. A franchise deductible pays nothing until the loss exceeds a threshold, then pays in full; a disappearing deductible shrinks as the loss grows and disappears entirely above a stated amount. Higher deductibles lower premium because the insured retains more of the small-loss frequency.

Per-occurrence vs. aggregate limit
Per-occurrence caps each event; aggregate caps total payments in the policy period
Standard ISO forms
Open vs. valued policy
Open policy pays actual loss up to the limit; valued policy pays a pre-agreed stated value on a total loss with no further proof of amount
Cal. Ins. Code §410 (valued policy)
Deductible types
Flat (fixed dollar), percentage (percent of limit), franchise (nothing then full above threshold), disappearing (shrinks as loss grows)
Standard ISO forms
Effect of deductible on premium
Higher deductibles reduce premium because the insured retains the small, frequent losses
Actuarial principle
Test your knowledge
Practice questions on General Insurance Principles (P&C Lens)
Practice now →

Last updated: May 2026