Regulatory FrameworkQuestion 381 of 398
An individual passed the SIE exam but has not yet been hired by a member firm. How long do SIE exam results generally remain valid?
a.1 year
b.2 years
c.10 years
d.4 years
Explanation
SIE exam results are generally valid for four years. Within that period, an individual who is hired and passes the appropriate qualification (top-off) exam can complete registration. If more than four years pass without registration, the SIE would need to be retaken.
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