A branch manager proposes paying originators an extra bonus on any loan that closes with a rate at least 0.25% above par. Under the LO Compensation Rule, this bonus structure is:

a.Permitted because bonuses are always allowed
b.Prohibited because it bases compensation on a transaction term (the interest rate)
c.Permitted if the bonus is under $500
d.Permitted if disclosed on the Closing Disclosure

Giải thích

Basing any part of an originator's compensation on the interest rate is prohibited because the rate is a term of the transaction. A bonus tied to closing above-par-rate loans directly incentivizes charging consumers higher rates and violates Reg Z 1026.36. Neither a dollar cap nor disclosure would make it compliant.

Trích dẫn luật: Loan Originator Compensation Rule (Reg Z 1026.36)

Luyện miễn phí toàn bộ 400 câu hỏi — không cần đăng ký.

Câu hỏi liên quan cùng chủ đề

Cập nhật gần nhất: · quy trình kiểm tra

Đội Ngũ Biên Tập PrepPass · Đối chiếu với NMLS SAFE Mortgage Loan Originator National Test · Quy trình kiểm tra
Báo lỗi