Laws & RegulationsCâu 26 / 100
A remedy available to a defrauded purchaser under the civil liability provisions of the Act typically allows recovery of:
a.Triple the purchase price automatically
b.Only future lost profits
c.Punitive damages in all cases
d.The consideration paid plus interest, costs, and attorney fees, less any income received
Giải thích
The civil liability provision generally allows a purchaser to recover the amount paid plus interest at a specified rate, court costs, and reasonable attorney fees, reduced by any income already received. Automatic treble or punitive damages are not the standard remedy. The measure is designed to make the buyer whole.
Trích dẫn luật: Uniform Securities ActLuyện miễn phí toàn bộ 100 câu hỏi — không cần đăng ký.
Câu hỏi liên quan cùng chủ đề
- Which of the following is generally an exempt security under the Uniform Securities Act?
- An agent guarantees a customer against loss on a stock recommendation to close the sale. This practice is:
- Under the Uniform Securities Act, the statute of limitations for a purchaser to bring a civil suit for a violation is generally:
- An investment adviser exercises discretion in a client account. Under the Uniform Securities Act, this generally requires:
- NASAA's model rule on unethical business practices of investment advisers would consider which of the following a violation?
- Which threshold generally determines whether a mid-sized adviser registers with the SEC rather than the states?
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Đội Ngũ Biên Tập PrepPass · Đối chiếu với NASAA Series 66 Uniform Combined State Law Exam · Quy trình kiểm tra