Trading & MarketsCâu 99 / 125
When an investor sells stock short, the shares delivered to the buyer are:
a.Newly issued by the company
b.Owned outright by the short seller
c.Borrowed, typically through the broker-dealer
d.Created by the exchange
Giải thích
A short sale involves selling securities the investor does not own by borrowing them, usually through the broker-dealer's securities lending arrangements. The short seller must later buy shares to return the borrowed stock (cover), and is responsible for any dividends paid while the position is open.
Luyện miễn phí toàn bộ 125 câu hỏi — không cần đăng ký.
Câu hỏi liên quan cùng chủ đề
- A good-till-canceled (GTC) order:
- A dealer (principal) transaction differs from an agency (broker) transaction because in a principal trade the firm:
- The National Best Bid and Offer (NBBO) represents:
- A stock dividend (as opposed to a cash dividend) results in:
- An 'all-or-none' (AON) order instructs that:
- The role of a transfer agent for a corporation includes:
Cập nhật gần nhất: · quy trình kiểm tra
Đội Ngũ Biên Tập PrepPass · Đối chiếu với FINRA Series 7 General Securities Representative Exam · Quy trình kiểm tra