Sản phẩm & Rủi roCâu 107 / 398
Hedge funds are typically sold through private placements and are generally limited to:
a.Any retail investor who signs a prospectus
b.Accredited investors and other qualified, sophisticated investors
c.Only tax-exempt charitable organizations
d.Investors under age 59 with an IRA
Giải thích
Hedge funds are usually offered privately under Regulation D of the Securities Act of 1933 and are restricted to accredited or otherwise qualified, sophisticated investors who meet income or net-worth standards. This exemption from full registration reflects the funds' complex, higher-risk strategies and limited disclosure.
Trích dẫn luật: Securities Act of 1933Luyện miễn phí toàn bộ 398 câu hỏi — không cần đăng ký.
Câu hỏi liên quan cùng chủ đề
- In a direct participation program organized as a limited partnership, the limited partners:
- Which of the following is a common type of direct participation program?
- Which is a primary risk that a registered representative should disclose about most direct participation programs?
- Compared with a registered open-end mutual fund, a hedge fund typically:
- Under the forward pricing rule, an order to buy or redeem open-end mutual fund shares is executed at:
- A 12b-1 fee charged by a mutual fund is used to cover:
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