Giao dịch, Tài khoản & Hành vi cấmCâu 180 / 398
When a company sells newly issued shares to the public for the first time and receives the proceeds, this transaction takes place in which market?
a.The secondary market
b.The primary market
c.The third market
d.The fourth market
Giải thích
The primary market is where issuers raise capital by selling new securities directly to investors, as in an IPO; the proceeds go to the issuer. The secondary market is where investors trade already-issued securities among themselves, with proceeds going to the selling investor.
Luyện miễn phí toàn bộ 398 câu hỏi — không cần đăng ký.
Câu hỏi liên quan cùng chủ đề
- An investor bought a stock at $30 and it now trades at $45. She wants to limit her downside by triggering a sale if the price falls to $40. Which order should she enter?
- Under current regular-way settlement for corporate stocks, when does settlement occur relative to the trade date?
- A broker-dealer fills a customer's buy order by selling shares out of its own inventory and adds a markup to the price. In what capacity did the firm act?
- A stock closed at $40 the day before its ex-dividend date, and the company declared a $1 cash dividend. All else equal, what is the expected opening price on the ex-dividend date?
- Which organization acts as the central counterparty that nets and guarantees the settlement of most U.S. broker-to-broker equity trades?
- An investor wants his order executed immediately and is not concerned about getting a specific price. Which order type should he use?
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