Giao dịch, Tài khoản & Hành vi cấmCâu 202 / 398
An investment bank purchases an entire new issue of stock from a corporation and resells it to the public. In this primary-market role, the investment bank is acting as a:
a.Transfer agent
b.Registrar
c.Custodian
d.Underwriter
Giải thích
An underwriter helps an issuer bring new securities to market, often buying the issue and reselling it to investors in the primary market. Transfer agents and registrars handle recordkeeping, while custodians safeguard assets.
Luyện miễn phí toàn bộ 398 câu hỏi — không cần đăng ký.
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- What happens to a standard stop order once the market reaches the stop price?
- An investor who is 'long' 200 shares of a stock has which market position and outlook?
- Which statement about the risk of a short stock position is correct?
- An investor buys 100 shares of common stock regular way on a Thursday, with no intervening holidays. On what day does the trade settle?
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