Giao dịch, Tài khoản & Hành vi cấmCâu 208 / 398
Which of the following is a primary risk of using a limit order instead of a market order?
a.The order will always execute at a worse price than the market
b.The order may never be executed if the limit price is not reached
c.The order guarantees execution but not a price
d.The order must be canceled at the end of every trading day
Giải thích
A limit order controls the execution price but does not guarantee a fill; if the market never reaches the limit, the order goes unexecuted. A market order, by contrast, guarantees execution but not a specific price.
Luyện miễn phí toàn bộ 398 câu hỏi — không cần đăng ký.
Câu hỏi liên quan cùng chủ đề
- An investor buys 100 shares of common stock regular way on a Thursday, with no intervening holidays. On what day does the trade settle?
- Under the Securities Exchange Act of 1934, what is the key difference between a 'broker' and a 'dealer'?
- Which dividend-related date is the day the corporation actually distributes the dividend to eligible shareholders?
- An investor buys 100 shares of a public company from another investor through an exchange. This transaction takes place in the:
- A customer's trade confirmation shows a commission charge rather than a markup. This indicates the firm executed the trade in what capacity?
- A stock is trading on a 'when-issued' (WI) basis. What does this indicate?
Cập nhật gần nhất: · quy trình kiểm tra
Đội Ngũ Biên Tập PrepPass · Đối chiếu với FINRA Securities Industry Essentials (SIE) Exam · Quy trình kiểm tra