Giao dịch, Tài khoản & Hành vi cấmCâu 214 / 398
The NSCC and the DTC are both subsidiaries of which parent organization?
a.The New York Stock Exchange
b.The Federal Reserve System
c.The Securities and Exchange Commission
d.The Depository Trust & Clearing Corporation (DTCC)
Giải thích
The DTCC is the holding company that owns both the NSCC (which clears and nets trades) and the DTC (which holds securities in book-entry form and settles transfers). Together they provide the core post-trade clearing and settlement infrastructure for U.S. securities.
Luyện miễn phí toàn bộ 398 câu hỏi — không cần đăng ký.
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