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An investor buys 100 shares of an already-public company from another investor on an exchange. This transaction takes place in which market?
a.The primary market
b.The secondary market
c.The new-issue market
d.The underwriting market
Giải thích
Trades between investors of securities that are already outstanding occur in the secondary market. The issuing company is not a party to the trade and receives none of the money exchanged.
Luyện miễn phí toàn bộ 398 câu hỏi — không cần đăng ký.
Câu hỏi liên quan cùng chủ đề
- In which market does an issuer sell newly created securities directly to investors and receive the proceeds of the sale?
- What is the primary purpose of the Securities Act of 1933?
- Which federal law created the Securities and Exchange Commission (SEC) and gave it authority over the secondary market?
- A company is selling its shares to the public for the very first time. This event is best described as a(n):
- In a firm-commitment underwriting, what role does the investment bank (underwriter) take on?
- Under a best-efforts underwriting, what happens to shares that the syndicate cannot sell?
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Đội Ngũ Biên Tập PrepPass · Đối chiếu với FINRA Securities Industry Essentials (SIE) Exam · Quy trình kiểm tra