Trading & MarketsCâu 105 / 125
A trade executed at a price between the current bid and ask is said to occur:
a.Inside the spread (price improvement for the customer)
b.Outside the market
c.At the prior close
d.Only on a dark pool
Giải thích
An execution between the prevailing bid and ask occurs inside the spread and represents price improvement compared with paying the full ask or receiving only the bid. Achieving price improvement is one way firms meet their best execution responsibilities to customers.
Luyện miễn phí toàn bộ 125 câu hỏi — không cần đăng ký.
Câu hỏi liên quan cùng chủ đề
- When an investor sells stock short, the shares delivered to the buyer are:
- A stock dividend (as opposed to a cash dividend) results in:
- An 'all-or-none' (AON) order instructs that:
- The role of a transfer agent for a corporation includes:
- When a bond is quoted at '98', the price the investor pays (excluding accrued interest) on a $1,000 par bond is:
- A buy stop order is typically used by:
Cập nhật gần nhất: · quy trình kiểm tra
Đội Ngũ Biên Tập PrepPass · Đối chiếu với FINRA Series 7 General Securities Representative Exam · Quy trình kiểm tra