Giao dịch, Tài khoản & Hành vi cấmCâu 241 / 398
A customer wants to open an account for a revocable living trust. What document should the registered representative obtain to determine the trustee's powers?
a.The trust agreement (or a certification of trust)
b.The beneficiaries' birth certificates
c.A power of attorney from each beneficiary
d.The trustee's brokerage statements from another firm
Giải thích
The trust agreement (or a trustee certification summarizing it) establishes who the trustee is and what investment powers they hold. The representative must ensure trades stay within the authority granted by the trust document.
Luyện miễn phí toàn bộ 398 câu hỏi — không cần đăng ký.
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