Giao dịch, Tài khoản & Hành vi cấmCâu 294 / 398
Which situation is generally NOT illegal insider trading?
a.An investor trades based on his own analysis of publicly available earnings reports
b.A lawyer trades using confidential merger details from a client before the deal is public
c.An employee buys shares knowing of an unannounced FDA approval
d.A director tips a friend about undisclosed quarterly losses
Giải thích
Trading on public information or one's own lawful research is legal. Insider trading requires trading on material nonpublic information in breach of a duty. The other choices all involve MNPI obtained or used improperly.
Trích dẫn luật: Securities Exchange Act of 1934Luyện miễn phí toàn bộ 398 câu hỏi — không cần đăng ký.
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