Khung pháp lýCâu 381 / 398
An individual passed the SIE exam but has not yet been hired by a member firm. How long do SIE exam results generally remain valid?
a.1 year
b.2 years
c.10 years
d.4 years
Giải thích
SIE exam results are generally valid for four years. Within that period, an individual who is hired and passes the appropriate qualification (top-off) exam can complete registration. If more than four years pass without registration, the SIE would need to be retaken.
Trích dẫn luật: FINRA RulesLuyện miễn phí toàn bộ 398 câu hỏi — không cần đăng ký.
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