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How hard is the HKSI Licensing Examination Paper 1 (Regulation) exam?

Quick answer

The HKSI Licensing Examination Paper 1 (Regulation) exam is a serious, studiable test — its difficulty comes less from any single hard idea than from the breadth of material across 8 weighted content areas. Expect 60 questions in 90 minutes. The passing standard is 70. PrepPass has 404+ free HKSI Licensing Examination Paper 1 (Regulation) practice questions with explanations, organized by topic, plus a full timed mock exam.

How to make the HKSI Licensing Examination Paper 1 (Regulation) exam easier

Work through real practice questions until you consistently clear the standard you need. PrepPass has 404+ free HKSI Licensing Examination Paper 1 (Regulation) practice questions with answer explanations and a full timed mock exam — no signup required.

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In the HKSI LE Paper 1 (Regulation) guide: A full practice section and a cram sheet at the back, with the reasoning behind every answer. Practice here stays free.

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The HKSI Licensing Examination Paper 1 (Regulation) exam at a glance

60
questions
90 min
time limit
70
to pass
8
content areas

The 8 content areas on the HKSI Licensing Examination Paper 1 (Regulation) exam

The exam is built from weighted content areas — focus your study time where the weight is. These weights are how PrepPass has organized the material; check the exam authority’s own outline for its published breakdown.

Regulatory Overview12%
HK Law and the Companies Ordinance8%
The Securities and Futures Ordinance15%
Licensing and Registration15%
Business Conduct and Client Relations18%
Business Operations, Internal Controls and AML12%
Participating in the Exchanges10%
Market Misconduct10%
What is the pass rate, and can you retake it?

Wondering about pass rates and what happens if you don't pass the first time?

See HKSI Licensing Examination Paper 1 (Regulation)pass rate & retake rules →

Frequently asked questions

What score do you need to pass the HKSI Licensing Examination Paper 1 (Regulation) exam?+

The passing standard for the HKSI Licensing Examination Paper 1 (Regulation) exam is 70.

How many questions are on the HKSI Licensing Examination Paper 1 (Regulation) exam?+

The HKSI Licensing Examination Paper 1 (Regulation) exam has 60 questions, with a time limit of 90 minutes.

How should I study for the HKSI Licensing Examination Paper 1 (Regulation) exam?+

Focus your time on the heaviest content areas, then drill practice questions by topic until you consistently clear the standard you need. PrepPass has 404+ free HKSI Licensing Examination Paper 1 (Regulation) practice questions with full explanations and a timed mock exam.

Exam details verified against the official authority:

HKSI Institute — Licensing Examination →

Last updated: August 2026

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