Sen Lin, PrepPass Founder · Verified against HKSI Institute — Licensing Examination · How we review

How hard is the HKSI Licensing Examination Paper 1 (Regulation) exam?

Quick answer

The HKSI Licensing Examination Paper 1 (Regulation) exam is a serious, studiable test — its difficulty comes less from any single hard idea than from the breadth of material across 8 weighted content areas. Expect 60 questions in 90 minutes. You must score 70, which leaves little room for guessing. Candidates who drill real practice questions by topic until they consistently clear the passing mark usually pass on the first try — PrepPass has 30+ free HKSI Licensing Examination Paper 1 (Regulation) practice questions with explanations.

The HKSI Licensing Examination Paper 1 (Regulation) exam at a glance

60
questions
90 min
time limit
70
to pass
8
content areas

The 8 content areas on the HKSI Licensing Examination Paper 1 (Regulation) exam

The exam is built from weighted content areas — focus your study time where the weight is. Weights reflect the official content outline.

Regulatory Overview12%
HK Law and the Companies Ordinance8%
The Securities and Futures Ordinance15%
Licensing and Registration15%
Business Conduct and Client Relations18%
Business Operations, Internal Controls and AML12%
Participating in the Exchanges10%
Market Misconduct10%

How to make the HKSI Licensing Examination Paper 1 (Regulation) exam easier

The single best predictor of passing is practicing real questions until you consistently clear the passing mark. PrepPass has 30+ free HKSI Licensing Examination Paper 1 (Regulation) practice questions with answer explanations and a full timed mock exam — no signup required.

What is the pass rate, and can you retake it?

Wondering about pass rates and what happens if you don't pass the first time?

See HKSI Licensing Examination Paper 1 (Regulation)pass rate & retake rules →

Frequently asked questions

What score do you need to pass the HKSI Licensing Examination Paper 1 (Regulation) exam?+

You need to score 70 on the HKSI Licensing Examination Paper 1 (Regulation) exam.

How many questions are on the HKSI Licensing Examination Paper 1 (Regulation) exam?+

The HKSI Licensing Examination Paper 1 (Regulation) exam has 60 questions, with a 90-minute time limit.

How should I study for the HKSI Licensing Examination Paper 1 (Regulation) exam?+

Focus your time on the heaviest content areas, then drill practice questions by topic until you consistently clear the passing mark. PrepPass has 30+ free HKSI Licensing Examination Paper 1 (Regulation) practice questions with full explanations and a timed mock exam.

Exam details verified against the official authority:

HKSI Institute — Licensing Examination

Last updated: August 2026

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