HKSI Licensing Examination Paper 1 (Regulation) exam topics — the 8 content areas by weight
The HKSI Licensing Examination Paper 1 (Regulation) exam is built from 8 weighted content areas. Focus your time where the weight is. Each area below links to a free study chapter and practice questions. These weights are how PrepPass has organized the material, not a figure published by the exam authority.
Regulatory Overview
12%HK Law and the Companies Ordinance
8%The Securities and Futures Ordinance
15%Licensing and Registration
15%Business Conduct and Client Relations
18%Business Operations, Internal Controls and AML
12%Participating in the Exchanges
10%Market Misconduct
10%Ready to test yourself?
Drill 404+ free HKSI Licensing Examination Paper 1 (Regulation) practice questions across every content area, then sit a full timed mock exam — no signup required.
In the HKSI LE Paper 1 (Regulation) guide: A full practice section and a cram sheet at the back, with the reasoning behind every answer. Practice here stays free.
Content-area weights are PrepPass’s own organization of the material. Where HKSI Licensing Examination Paper 1 (Regulation) publishes an official outline, check it directly. Confirm current details with HKSI Institute — Licensing Examination. Study aid, not a substitute for the official material. Last updated: August 2026.