ProductsPregunta 38 de 110
A customer asks for more detail about a fund's officers, its brokerage allocation practices, and its full financial statements. This information is found in the:
a.Statement of Additional Information, which must be provided free upon request
b.Annual report only, which is sent every three years
c.Official statement filed with the MSRB
d.Form filed only with the state insurance commissioner
Explicación
The Statement of Additional Information supplements the prospectus with detailed operational, governance, and financial disclosure and must be sent at no charge to any shareholder or prospective investor who asks. Shareholder reports are sent at least semiannually and contain less operational detail. Official statements relate to municipal securities and insurance filings to insurance products.
Referencia Legal: Investment Company Act of 1940Practica las 110 preguntas gratis — sin registro.
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