Accounts & CustomersPregunta 60 de 125

A customer buys $20,000 of marginable stock in a margin account. Under Regulation T at 50%, how much must the customer deposit?

a.$5,000
b.$10,000
c.$20,000
d.$2,000

Explicación

The Regulation T initial requirement of 50% applies to the $20,000 purchase, so the customer must deposit $10,000. The broker-dealer may lend the remaining $10,000, which becomes the debit balance in the margin account.

Referencia Legal: Securities Exchange Act of 1934

Practica las 125 preguntas gratis — sin registro.

Preguntas relacionadas de este tema

Última revisión: · proceso editorial

Equipo Editorial de PrepPass · Verificado con FINRA Series 7 General Securities Representative Exam · Cómo revisamos
Reportar