Accounts & CustomersPregunta 70 de 125
Before a customer may trade options, the firm must:
a.Only collect a signed margin agreement
b.Wait until after the first trade to send disclosures
c.Guarantee the customer against loss
d.Obtain approval from a designated options principal and deliver the options disclosure document (ODD) at or before account approval
Explicación
Opening an options account requires that a Registered Options Principal approve the account based on the customer's suitability information, and the firm must furnish the options disclosure document (the ODD) at or before approval. The customer must also return a signed options agreement, generally within 15 days of approval.
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