企业组织与执照第 1460 / 1605 题
A newly formed corporation seeks a license. Which personnel information must be reported to the CSLB?
a.Only the janitor's name
b.Only the customers
c.Only the bank
d.The officers, directors, and qualifying individual, plus any personnel of record
解析
Under B&P Code sections 7065 and 7068, a corporate applicant must disclose its responsible officers, directors, and the qualifying individual (RMO/RME). These personnel of record are associated with the license and subject to CSLB oversight.
法律依据: B&P Code §7065免费刷完整 1605 道题库 — 无需注册。
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