Series 3 — National Commodity Futures Exam — All Questions

← Back to practice

4 questions

Hedging, Basis & Spreads

A wheat farmer expecting to harvest and sell grain in three months is worried that prices will fall. The appropriate hedge is to:

  • a.Buy wheat futures (a long hedge)
  • b.Sell wheat futures (a short hedge)
  • c.Buy wheat call options only
  • d.Take no position because the farmer owns the physical wheat

A producer who owns or will own the physical commodity and fears falling prices sells futures, establishing a short hedge. A decline in the cash price is then offset by a gain on the short futures position.

Hedging, Basis & Spreads

Basis is defined as:

  • a.The local cash (spot) price minus the futures price
  • b.The futures price minus the strike price
  • c.The initial margin minus the maintenance margin
  • d.The difference between two option premiums

Basis equals the cash price minus the futures price for a given location and delivery month. Hedging converts price risk into basis risk, and cash and futures prices converge as delivery nears.

Hedging, Basis & Spreads

A cereal manufacturer that will need to buy corn in six months and fears rising prices should establish a:

  • a.Short hedge by selling corn futures
  • b.Calendar spread by selling the near month
  • c.Long hedge by buying corn futures
  • d.Naked short call position

A user or future buyer of a commodity who fears rising prices buys futures, creating a long hedge. A later rise in the cash purchase price is offset by a gain on the long futures.

Hedging, Basis & Spreads

An intramarket (calendar) spread in futures involves:

  • a.Buying a call and selling a put on the same contract
  • b.Buying the same commodity on two different exchanges
  • c.Buying two unrelated commodities
  • d.Buying one delivery month and selling a different delivery month of the same commodity

A calendar or intramarket spread buys one delivery month and sells another of the same commodity, profiting from a change in the price difference between the two months. Because the legs move together, spreads typically carry lower risk than outright positions.

Report