Tài chính & Chứng khoán

Two different things live here: national securities and mortgage exams (SIE, Series 6/7/63/65/66, NMLS), and insurance producer licences, which are issued state by state.

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Phổ biến nhất

NMLS Mortgage Loan Originator (SAFE MLO)

The national mortgage loan originator exam — no employer sponsor needed. Original questions on federal law (RESPA/TILA/TRID), origination, ethics & fair lending, and the SAFE Act.

400 câu hỏi luyện tập · Sách hướng dẫn $29.99

Phổ biến nhất

FINRA SIE — Securities Industry Essentials

The entry-level securities exam — no firm sponsor needed. Original questions on products & risks, trading & accounts, capital markets, and the regulatory framework.

1,149 câu hỏi luyện tập · Sách hướng dẫn $24.99

NASAA Series 66

Free NASAA Series 66 practice questions, study guide and a full timed mock exam — original, with explanations, in English/中文/Español.

1,161 câu hỏi luyện tập · Sách hướng dẫn $24.99

NASAA Series 65

Free NASAA Series 65 practice questions, study guide and a full timed mock exam — original, with explanations, in English/中文/Español.

1,163 câu hỏi luyện tập · Sách hướng dẫn $24.99

FINRA Series 7

Free FINRA Series 7 practice questions, study guide and a full timed mock exam — original, with explanations, in English/中文/Español.

1,176 câu hỏi luyện tập · Sách hướng dẫn $24.99

NASAA Series 63

Free NASAA Series 63 practice questions, study guide and a full timed mock exam — original, with explanations, in English/中文/Español.

1,084 câu hỏi luyện tập · Sách hướng dẫn $24.99

FINRA Series 6

Free FINRA Series 6 practice questions, study guide and a full timed mock exam — original, with explanations, in English/中文/Español.

1,096 câu hỏi luyện tập · Sách hướng dẫn $24.99

California Insurance License

Giấy phép đại lý bảo hiểm California — Nhân thọ & Tai nạn-Sức khỏe, Tài sản & Thiệt hại, và Personal Lines. Đa ngôn ngữ theo yêu cầu của CDI (EN/ES/ZH/VI/KO/TL).

Series 3 — National Commodity Futures Exam

The Series 3 qualifies professionals to sell commodity futures and options and is co-administered by the NFA and FINRA.

102 câu hỏi luyện tập · Sách hướng dẫn $24.99

Series 24 — General Securities Principal

The Series 24 qualifies a person to supervise the general securities business of a broker-dealer, testing supervision, financial responsibility rules, customer protection, trading, investment banking, and personnel registration.

116 câu hỏi luyện tập · Sách hướng dẫn $24.99

IRS Enrolled Agent Exam (SEE)

The Special Enrollment Examination (SEE) qualifies enrolled agents for unlimited practice before the IRS.

913 câu hỏi luyện tập · Sách hướng dẫn $22.99

CFA Level 1 Practice Questions

Original practice for CFA Level I fundamentals, covering ethics and professional standards, quantitative methods, financial reporting, corporate issuers, and investment tools (equity, fixed income, portfolio).

20 câu hỏi luyện tập

FRM Part 1 Practice Questions

Original practice for FRM Part I fundamentals, covering the foundations of risk management, quantitative analysis, financial markets and products, and valuation and risk models.

19 câu hỏi luyện tập

CMA (Certified Management Accountant) Practice Questions

Original practice for the IMA CMA exam fundamentals, covering planning and budgeting, performance management, cost management, internal controls, and financial statement analysis.

20 câu hỏi luyện tập

ACCA Applied Skills Practice Questions

Original practice for ACCA Applied Skills fundamentals, covering financial accounting, management accounting, financial reporting, audit and assurance, and financial management.

19 câu hỏi luyện tập

CIMA Certificate in Business Accounting Practice Questions

Original practice for the CIMA Certificate in Business Accounting, covering fundamentals of business economics, management accounting, financial accounting, and ethics and corporate governance.

19 câu hỏi luyện tập

CFP (Certified Financial Planner) Practice Questions

Original practice for CFP fundamentals, covering the financial planning process and professional conduct, risk management and insurance, investment planning, tax and retirement planning, and estate planning.

20 câu hỏi luyện tập

HKSI Licensing Examination Paper 1 (Regulation)

Paper 1 is the core regulatory paper of the HKSI Institute Licensing Examination, required for licensed representatives across most SFC regulated activities.

404 câu hỏi luyện tập · Sách hướng dẫn $19.99

HKSI Licensing Examination Paper 8 (Securities)

Paper 8 is the technical securities-knowledge paper of the HKSI Licensing Examination, required for representatives and responsible officers in Types 1, 4 and 8.

413 câu hỏi luyện tập · Sách hướng dẫn $19.99

LIBF CeMAP (Certificate in Mortgage Advice and Practice)

CeMAP is the UK benchmark qualification for mortgage advisers, awarded by LIBF and built on the FCA Handbook (MCOB) and UK mortgage law, covering regulation, mortgage law, advising and disclosure, responsible lending, products and arrears.

400 câu hỏi luyện tập · Sách hướng dẫn $19.99

CPA Exam — Financial Accounting and Reporting (FAR)

FAR is one of the three Core sections of the Uniform CPA Examination, covering financial reporting, select balance sheet accounts and select transactions under the AICPA's 2026 blueprints.

122 câu hỏi luyện tập · Sách hướng dẫn $24.99

CPA Exam — Auditing and Attestation (AUD)

AUD is one of the three Core sections of the Uniform CPA Examination, covering ethics and professional responsibilities, risk assessment, further audit procedures and reporting under the AICPA's 2026 blueprints.

111 câu hỏi luyện tập · Sách hướng dẫn $24.99

CPA Exam — Taxation and Regulation (REG)

REG is one of the three Core sections of the Uniform CPA Examination, covering ethics and federal tax procedures, business law, and federal taxation of property transactions, individuals and entities under the AICPA's 2026 blueprints.

112 câu hỏi luyện tập · Sách hướng dẫn $19.99

CPA Exam — Tax Compliance and Planning (TCP)

TCP is the tax Discipline section of the Uniform CPA Examination, covering individual and entity tax compliance and planning and property transactions under the AICPA's 2026 blueprints.

112 câu hỏi luyện tập · Sách hướng dẫn $19.99

Texas All Lines Adjuster License Exam

The Texas Adjuster – All Lines exam from the Texas Department of Insurance, delivered by Pearson VUE, is the licensing exam for property and casualty adjusters in Texas and for the Texas designated home state license.

100 câu hỏi luyện tập · Sách hướng dẫn $24.99

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TXTexasFLFloridaCACaliforniaALAlabamaAKAlaskaAZArizonaARArkansasCOColoradoCTConnecticutDEDelawareGAGeorgiaHIHawaiiIDIdahoILIllinoisINIndianaIAIowaKSKansasKYKentuckyLALouisianaMEMaineMDMarylandMAMassachusettsMIMichiganMNMinnesotaMSMississippiMOMissouriMTMontanaNENebraskaNVNevadaNHNew HampshireNJNew JerseyNMNew MexicoNYNew YorkNCNorth CarolinaNDNorth DakotaOHOhioOKOklahomaOROregonPAPennsylvaniaRIRhode IslandSCSouth CarolinaSDSouth DakotaTNTennesseeUTUtahVTVermontVAVirginiaWAWashingtonWVWest VirginiaWIWisconsinWYWyomingALAlabamaAKAlaskaAZArizonaARArkansasCOColoradoCTConnecticutDEDelawareFLFloridaGAGeorgiaHIHawaiiIDIdahoILIllinoisINIndianaIAIowaKSKansasKYKentuckyLALouisianaMEMaineMDMarylandMIMichiganMNMinnesotaMSMississippiMTMontanaNENebraskaNVNevadaNHNew HampshireNJNew JerseyNMNew MexicoNYNew YorkNCNorth CarolinaNDNorth DakotaOHOhioOKOklahomaOROregonPAPennsylvaniaRIRhode IslandSCSouth CarolinaTNTennesseeTXTexasUTUtahVTVermontVAVirginiaWAWashingtonWVWest VirginiaWIWisconsinWYWyomingDCDistrict of ColumbiaALAlabamaAKAlaskaAZArizonaARArkansasCOColoradoCTConnecticutDEDelawareFLFloridaGAGeorgiaHIHawaiiIDIdahoILIllinoisINIndianaIAIowaKSKansasMEMaineMDMarylandMIMichiganMNMinnesotaMSMississippiMOMissouriMTMontanaNENebraskaNVNevadaNJNew JerseyNMNew MexicoNYNew YorkNCNorth CarolinaNDNorth DakotaOHOhioOKOklahomaOROregonPAPennsylvaniaRIRhode IslandSCSouth CarolinaSDSouth DakotaTNTennesseeTXTexasUTUtahVTVermontVAVirginiaWAWashingtonWVWest VirginiaWIWisconsinWYWyomingDCDistrict of ColumbiaMAMassachusettsMOMissouriSDSouth DakotaKYKentuckyLALouisianaMAMassachusettsNHNew Hampshire
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Gói liên quan

Những kỳ thi thường cần cùng nhau — học cả bộ, không chỉ một.

Lộ trình Đại diện CK

The SIE is the prerequisite for every FINRA rep license — pair it with the Series 6 or Series 7 for your role.

Cố vấn Đầu tư

The NASAA state exams for advisers — the Series 65, or the Series 66 combined with the Series 7.

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