3 件一次结账

Series 7 — General Securities Representative Study Guide (2026)

The FINRA Series 7 (General Securities Representative) exam taught in thirty-three chapters organised by topic, with a table in the book that maps them to FINRA's four outline functions: seeking business, opening accounts, recommending and servicing products, and processing orders. It covers equities, bonds and municipals, options, packaged products, margin, retirement and education accounts, Reg BI and suitability, trading rules and prohibited practices, with worked examples where the exam asks for arithmetic and a key-facts box and named exam traps in the chapters. The back of the book prints 1,176 practice questions with answers and explanations. Written to FINRA's outline for 125 scored questions plus 5 unscored, 225 minutes, passing score 72. PDF + EPUB.

Series 63 — Securities Agent State Law Study Guide (2026)

The NASAA Series 63 (Uniform Securities Agent State Law) exam taught in twelve chapters: the Act and jurisdiction, advisers and representatives, broker-dealers and agents, securities and registration, enforcement and liability, disclosures, customer agreements, communications, compensation, custody and standard of care, conflicts and prohibited conduct, and records. Each chapter closes with a key-facts box and named exam traps. The back of the book prints 1,084 practice questions with answers and explanations. Written to NASAA's test specifications effective June 12, 2023: 60 scored questions plus 5 unscored, 75 minutes, 43 of 60 correct to pass. PDF + EPUB.

Series 63 — Cheat Sheet (2026)

A printable colour cheat sheet for the Series 63 exam, laid out for US Letter and meant to be printed double-sided. It pulls the exam's format, scoring and content areas, and the figures and rules it turns on, onto dense colour-coded pages. Each figure was checked against the source it cites, and the check date is printed on the sheet (October 2026). An independent study aid, not affiliated with or endorsed by the body that sets the exam. The rules an exam tests can change: confirm against the owner's current documents before you rely on a figure.