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SIE — Securities Industry Essentials Study Guide (2026)

The FINRA Securities Industry Essentials (SIE) exam taught chapter by chapter in the order of FINRA's content outline: regulators and capital markets, the economy and company financials, stocks, bonds, funds, options and the other products with their risks, then trading, settlement, margin, customer accounts, anti-money laundering, prohibited practices and registration. Each chapter closes with a key-facts box and named exam traps, and worked examples show the arithmetic. The back of the book prints 1,149 practice questions with answers and explanations. Written to FINRA's 2025 SIE outline: 75 scored questions plus 5 unscored, 105 minutes, passing score 70. PDF + EPUB.

Series 65 — Investment Adviser Law Study Guide (2026)

The NASAA Series 65 (Uniform Investment Adviser Law) exam taught in fourteen chapters across NASAA's four subject areas, weighted 15/25/30/30: economic factors and financial statements, investment vehicles, client recommendations and portfolio strategies, and the laws, regulations and ethics that govern advisers. Each chapter closes with a key-facts box and named exam traps, and worked examples show the math. The back of the book prints 1,163 practice questions with answers and explanations. Written to NASAA's test specifications effective June 12, 2023: 130 scored questions plus 10 pretest, 180 minutes, 92 correct to pass. Current to the SEC's qualified-client thresholds effective June 29, 2026 and NASAA's retest wait, which drops to 60 days after a third failed attempt for exam windows opened from January 4, 2027. PDF + EPUB.

FINRA SIE — Cheat Sheet (2026)

A printable colour cheat sheet for the FINRA SIE (Securities Industry Essentials) exam, laid out for US Letter and meant to be printed double-sided. It pulls the exam's format, scoring and content areas, and the figures and rules it turns on, onto dense colour-coded pages. Each figure was checked against the source it cites, and the check date is printed on the sheet (October 2026). An independent study aid, not affiliated with or endorsed by the body that sets the exam. The rules an exam tests can change: confirm against the owner's current documents before you rely on a figure.

Series 65 — Cheat Sheet (2026)

A printable colour cheat sheet for the Series 65 exam, laid out for US Letter and meant to be printed double-sided. It pulls the exam's format, scoring and content areas, and the figures and rules it turns on, onto dense colour-coded pages. Each figure was checked against the source it cites, and the check date is printed on the sheet (October 2026). An independent study aid, not affiliated with or endorsed by the body that sets the exam. The rules an exam tests can change: confirm against the owner's current documents before you rely on a figure.