4 件一次结账

SIE — Securities Industry Essentials Study Guide (2026)

The FINRA Securities Industry Essentials (SIE) exam taught chapter by chapter in the order of FINRA's content outline: regulators and capital markets, the economy and company financials, stocks, bonds, funds, options and the other products with their risks, then trading, settlement, margin, customer accounts, anti-money laundering, prohibited practices and registration. Each chapter closes with a key-facts box and named exam traps, and worked examples show the arithmetic. The back of the book prints 1,149 practice questions with answers and explanations. Written to FINRA's 2025 SIE outline: 75 scored questions plus 5 unscored, 105 minutes, passing score 70. PDF + EPUB.

Series 6 — Funds & Variable Contracts Study Guide (2026)

The FINRA Series 6 (Investment Company and Variable Contracts Products Representative) exam taught in seventeen chapters organised by topic, with a table in the book that maps them to FINRA's outline: new issues and exemptions, communications, the Investment Company Act of 1940, fund types, fees and share classes, NAV and sales-charge math, taxation, variable annuities and variable life, municipal fund securities (529s and ABLE accounts), retirement plans, accounts, suitability and Reg BI, records and complaints. Each chapter closes with a key-facts box and named exam traps. The back of the book prints 1,096 practice questions with answers and explanations. Written to FINRA's outline for 50 scored questions plus 5 unscored, 90 minutes, passing score 70. PDF + EPUB.

FINRA SIE — Cheat Sheet (2026)

A printable colour cheat sheet for the FINRA SIE (Securities Industry Essentials) exam, laid out for US Letter and meant to be printed double-sided. It pulls the exam's format, scoring and content areas, and the figures and rules it turns on, onto dense colour-coded pages. Each figure was checked against the source it cites, and the check date is printed on the sheet (October 2026). An independent study aid, not affiliated with or endorsed by the body that sets the exam. The rules an exam tests can change: confirm against the owner's current documents before you rely on a figure.

Series 6 — Cheat Sheet (2026)

A printable colour cheat sheet for the Series 6 exam, laid out for US Letter and meant to be printed double-sided. It pulls the exam's format, scoring and content areas, and the figures and rules it turns on, onto dense colour-coded pages. Each figure was checked against the source it cites, and the check date is printed on the sheet (October 2026). An independent study aid, not affiliated with or endorsed by the body that sets the exam. The rules an exam tests can change: confirm against the owner's current documents before you rely on a figure.