Series 24 — General Securities Principal

The Series 24 qualifies a person to supervise the general securities business of a broker-dealer, testing supervision, financial responsibility rules, customer protection, trading, investment banking, and personnel registration.

150
exam questions
225 min
time limit
70%
to pass
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What the Series 24 — General Securities Principal exam covers

30%
General Broker-Dealer Activities
Supervision, net capital, records, AML
21%
Customer-Related Activities
KYC, Reg BI, margin, complaints
21%
Trading & Market Making
Best execution, order handling, manipulation
22%
Investment Banking & Research
Underwriting, Reg M, analyst independence
6%
Registration & Personnel Management
U4/U5, qualification, CE

These practice questions are AI-assisted study material, written from the official content outline — for practice only, not official exam questions. Always confirm current exam details with FINRA — Series 24 exam.

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PrepPass currently has 22 original Series 24 — General Securities Principal practice questions across 5 topic areas, and every question comes with a written answer explanation.

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English, 中文 (Chinese), Español (Spanish), and Tiếng Việt (Vietnamese).

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