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Series 24 — General Securities Principal Exam Cram Sheet (2026)
The highest-yield points on the Series 24 — General Securities Principalexam, grouped by the exam's real content areas. Print it, review the ones you keep missing, then drill them with free practice questions.
150questions
225 mintime limit
70%to pass
5content areas
General Broker-Dealer Activities
30% of the exam- The Supervisory System and Written Procedures
- Financial Responsibility Rules
- Books, Records, and Communications
- Anti-Money-Laundering Oversight
Customer-Related Activities
21% of the exam- Account Opening and Know Your Customer
- Suitability and Regulation Best Interest
- Margin and Customer Communications
- Complaints and Dispute Resolution
Trading and Market Making
21% of the exam- Market Makers and Best Execution
- Order Handling and Limit-Order Protection
- Trade Reporting
- Manipulation and Insider Trading
Investment Banking and Research
22% of the exam- Underwriting and the Securities Act of 1933
- Rules Governing Distributions
- Research Analyst Independence
Registration and Personnel Management
6% of the exam- Registration and Qualification
- Continuing Education and Termination Reporting
Now prove you know them
Reading the outline is not the same as recalling it under exam pressure. Drill 22+ free Series 24 — General Securities Principal practice questions to find your weak areas, then sit a full timed mock — no signup, no paywall.
Study aid, not a substitute for the official material — always confirm the current rule with FINRA — Series 24 exam. Last verified: August 2026.